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The Department of Labor Fiduciary Rule: Where Does It Stand?

By Charles S. Hawkins

Charles S. Hawkins

Charles S. Hawkins

Vice President, Transfer Agent Regulatory Management, BNY Mellon Asset Servicing

Charles S. Hawkins is a Vice President in the Transfer Agent Regulatory Management Department at BNY Mellon’s asset servicing group which is responsible for coordinating the delivery of regulatory services to transfer agency clients. Mr. Hawkins’s responsibilities include the design and implementation of compliance solutions for new or amended regulations.

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