SEC Filings &
Other Disclosures

SEC Filings & Other Disclosures

SEC Filings

Other Regulatory Filings

BNY Mellon Company-Run Stress Test Results

Severely Adverse Scenario

Dodd-Frank Capital Actions

YEAR        DODD-FRANK STRESS TEST RESULTS

2023       Jun


2022       Jun


2021       Jun


2020       Jun


2019       Jun | Oct


2018       Jun | Oct


2017       Jun | Oct


2016       Jun | Oct


2015       Mar | Jul


2014       Mar | Sep


2013       Mar | Sep


Below are country-specific annual reports which have been filed according to local requirements. For The Bank of New York Mellon Corporation’s annual reports, see Annual Reports.

Belgium - The Bank of New York Mellon SA/NV

The following Pillar 3 disclosures are published to meet the local requirements of the Host Regulators (in parentheses) of the countries shown. If you have any questions on these documents, please e-mail us.

U.S. Federal Reserve

Note: Beginning in 2015, the Corporate Pillar 3 Disclosure contains our Basel II.5 Market Risk Disclosure.

YEAR        PILLAR 3 DISCLOSURES

2023       Mar  |  Jun |  Sept  |  Dec


2022       Mar  |  Jun |  Sept  |  Dec


2021       Mar  |  Jun |  Sep  |  Dec


2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


Belgium (Banque Nationale de Belgique / Nationale Bank van Belgïe)

 

The Bank of New York Mellon SA/NV

YEAR        PILLAR 3 DISCLOSURES

2023      Mar  |  Jun  |  Sep  |  Dec


2022       Mar  |  Jun  |  Sep  |  Dec


2021       Mar  |  Jun  |  Sep  |  Dec


2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


Canada (The Office of the Superintendent of Financial Institutions)

 

BNY Trust Company of Canada (BNYTCC) 



Germany (Bundesanstalt fuer Finanzdienstleistungsaufsicht / German Banking Supervisory Authority)

 

The Bank of New York Mellon (Frankfurt Branch)









Ireland (Central Bank of Ireland)

 

BNY Mellon Markets Europe Limited



Pershing Securities International Limited











Luxembourg (Commission de Surveillance du Secteur Financier)

 

The Bank of New York Mellon (Luxembourg) S.A.





Saudi Arabia (Capital Market Authority)

 

BNY Mellon Saudi Financial Company



United Kingdom (Financial Conduct Authority / Prudential Regulation Authority)

 

Alcentra Limited







Alcentra Asset Management Limited





BNY Mellon Capital Markets EMEA Limited







BNY Mellon Holdings UK Limited




BNY Mellon Investment Management Europe Holdings Limited








Pershing Holdings UK Limited









Pershing Limited


Pershing Securities Limited


The Bank of New York Mellon (International) Limited









If you have any questions on these documents, please e-mail us.

YEAR        LCR DISCLOSURES

2023       Mar  |  Jun |  Sep  |  Dec


2022       Mar  |  Jun  |  Sep  |  Dec


2021       Mar  |  Jun  |  Sep  |  Dec


2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


YEAR        NSFR DISCLOSURES

2023       Jun  |  Dec


YEAR        FFIEC 031

2023       Mar  |  Jun  |  Sep  |  Dec


2022       Mar  |  Jun  |  Sep  |  Dec


2021       Mar  |  Jun  |  Sep  |  Dec


2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


YEAR        FR Y-9C

2023       Mar  |  Jun  |  Sep  |  Dec


2022       Mar  |  Jun  |  Sep  |  Dec


2021       Mar  |  Jun  |  Sep  |  Dec


2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


The following Basel II.5 quarterly disclosures are published to meet local regulatory requirements.

 

Note: Beginning in 2015, this disclosure is contained in our Corporate Pillar 3 Disclosure.

YEAR        BASEL II.5 MARKET RISK DISCLOSURE

2014       Mar  |  Jun  |  Sep  |  Dec


2013       Mar  |  Jun  |  Sep  |  Dec