Investor Relations

Investor Relations

Regulatory Filings

Regulatory Filings

SEC Filings


Other Regulatory Filings

BNY Mellon Company-Run Stress Test Results

Severely Adverse Scenario

Dodd-Frank Capital Actions

YEAR        DODD-FRANK STRESS TEST RESULTS

2020       Jun


2019       Jun | Oct


2018       Jun | Oct


2017       Jun | Oct


2016       Jun | Oct


2015       Mar | Jul


2014       Mar | Sep


2013       Mar | Sep


Below are country-specific annual reports which have been filed according to local requirements. For The Bank of New York Mellon Corporation’s annual reports, see Annual Reports.

Belgium - The Bank of New York Mellon SA/NV

The following Pillar 3 disclosures are published to meet the local requirements of the Host Regulators (in parentheses) of the countries shown. If you have any questions on these documents, please e-mail us.

U.S. Federal Reserve

Note: Beginning in 2015, the Corporate Pillar 3 Disclosure contains our Basel 11.5 Market Risk Disclosure.

YEAR        PILLAR 3 DISCLOSURES

2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


Belgium (Banque Nationale de Belgique / Nationale Bank van Belgïe)

 

The Bank of New York Mellon SA/NV

YEAR        PILLAR 3 DISCLOSURES

2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


Germany (Bundesanstalt fuer Finanzdienstleistungsaufsicht / German Banking Supervisory Authority)

 

The Bank of New York Mellon (Frankfurt Branch)






Ireland (Central Bank of Ireland)

 

BNY Mellon Markets Europe Limited



Pershing Securities International Limited







Luxembourg (Commission de Surveillance du Secteur Financier)

 

The Bank of New York Mellon (Luxembourg) S.A.




United Kingdom (Financial Conduct Authority / Prudential Regulation Authority)

 

Alcentra Limited





Alcentra Asset Management Limited





BNY Mellon Capital Markets EMEA Limited







BNY Mellon Holdings UK Limited




BNY Mellon Investment Management Europe Holdings Limited







Pershing Holdings UK Limited








The Bank of New York Mellon (International) Limited


2019  |  2019 (Directors’ s.172 Duty)





If you have any questions on these documents, please e-mail us.

YEAR        LCR DISCLOSURES

2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


The Bank of New York Mellon (BNY Mellon) UK Tax Strategy Statement



YEAR        FFIEC 031

2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


2013       Mar  |  Jun  |  Sep  |  Dec


2012       Mar  |  Jun  |  Sep  |  Dec


YEAR        FR Y-9C

2020       Mar  |  Jun  |  Sep  |  Dec


2019       Mar  |  Jun  |  Sep  |  Dec


2018       Mar  |  Jun  |  Sep  |  Dec


2017       Mar  |  Jun  |  Sep  |  Dec


2016       Mar  |  Jun  |  Sep  |  Dec


2015       Mar  |  Jun  |  Sep  |  Dec


2014       Mar  |  Jun  |  Sep  |  Dec


2013       Mar  |  Jun  |  Sep  |  Dec


2012       Mar  |  Jun  |  Sep  |  Dec


The following Basel II.5 quarterly disclosures are published to meet local regulatory requirements.

 

Note: Beginning in 2015, this disclosure is contained in our Corporate Pillar 3 Disclosure.

YEAR        BASEL II.5 MARKET RISK DISCLOSURE

2014       Mar  |  Jun  |  Sep  |  Dec


2013       Mar  |  Jun  |  Sep  |  Dec



Please note that historical information may have become out of date and should not be considered current. The Company does not undertake any obligation to update the information on its website or contained in its regulatory filings as a result of new information or subsequent developments. In addition, any forward-looking statements are based on management's current expectations and assumptions and are subject to risks and uncertainties that could cause actual results to differ materially from expected results. Forward-looking statements speak only as of the date they are made. The Company will not update forward looking statements to reflect facts, assumptions, circumstances, or events which have changed after they were made. Detailed information regarding factors that could cause results to differ from expectations may be found in the Company's reports filed with the SEC.