Risk and Regulation

Experts in Regulation And Risk

James Wiener

James Wiener

Senior Executive Vice President, Chief Risk Officer

Popular in Regulation And Risk

REGULATORY CHANGE

Collateral Management: Navigating the Regulatory Maze

Second in the Collateral Management and Regulation series co-written by The Field Effect and BNY Mellon, shining the spotlight on specific industry regulations and directives by distilling their aims and objectives.

REGULATORY CHANGE

Liquidity Fees and Redemption Gates

As outlined in this series, the money market fund reform package adopted by the Securities and Exchange Commission (SEC) in 2014 has significant impact on the participants in the money market fund industry.

REGULATORY CHANGE

Collateral Management: A Review of Market Issues

This background paper, co-written by The Field Effect and BNY Mellon, is the first in a series of papers which will focus on the wide ranging collateral management challenges and opportunities currently facing the market.