Investor Relations

Investor Relations

Bondholder Information

Bondholder Information

Bondholder Contact


PHONE NUMBER

+1 800 254 2826

Bondholder Inquiries

1.  The original bond certificate

2.  Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions

Send via insured mail to:

BNY Mellon Corporate Trust

Transfers/Redemptions, 2nd Floor

111 Sanders Creek Parkway

East Syracuse, NY 13057

If you have questions:

Send an e-mail to: 

corporate.bond.research@bnymellon.com

Call: +1 800 254 2826

 

1.  A letter of instruction, outlining the details of your request

2.  The original bond certificate

3.  A fully completed Bond Power form, clearly identifying the new registration name and Tax ID. The Bond Power needs to be signed by the registered holder (or authorized person) and must be Medallion Signature Guaranteed.

4.  Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions

Send via insured mail to:

BNY Mellon Corporate Trust

Transfers/Redemptions, 2nd Floor

111 Sanders Creek Parkway

East Syracuse, NY 13057

If you have questions:

Send an e-mail to: 

corporate.bond.research@bnymellon.com

Call: +1 800 254 2826

 

1.  A letter of instruction, outlining the details of your request

2.  The original bond certificate

3.  A fully completed Bond Power form, clearly identifying the new registration name and Tax ID. The Bond Power needs to be signed by the registered holder (or authorized person) and must be Medallion Signature Guaranteed.

4.  Completed W-9 — Be sure to use the IRS's most recent version available at www.irs.gov/forms-instructions

Send via insured mail to:

BNY Mellon Corporate Trust

Transfers/Redemptions, 2nd Floor

111 Sanders Creek Parkway

East Syracuse, NY 13057

If you have questions:

Send an e-mail to: 

corporate.bond.research@bnymellon.com

Call: +1 800 254 2826

 

* Note that if the transaction exceeds $14 million, additional requirements must be satisfied. To determine the additional requirements and for any additional questions, please contact our Bondholder Relations Department at +1 800 254 2826.

 

To change the address to which interest checks are delivered, an original letter of instructions requesting a change of address signed by the registered holder(s).

Send via insured mail to:

BNY Mellon Corporate Trust

Transfers/Redemptions, 2nd Floor (S/B COA)

111 Sanders Creek Parkway

East Syracuse, NY 13057

If you have questions:

Send an e-mail to: 

ctopsfmtx@bnymellon.com

Call: +1 800 254 2826

 

If your U.S. Mail has been returned to BNY Mellon (whether it be check, statement or tax document) we are required to code your account as "lost." To release your account out of a "lost" status, please use the following directions:

 

1.  Please submit an original letter of instructions requesting a release of Lost Holder Status and, if applicable include a change of address request, signed by all holders.

2.  W-9 or W-8 Form — Be sure to use the IRS's most recent version, available at www.irs.gov/forms-instructions

Send via insured mail to:

BNY Mellon Corporate Trust

Transfers/Redemptions, 2nd Floor (S/B Lost Holder)

111 Sanders Creek Parkway

East Syracuse, NY 13057

If you have questions:

Send an e-mail to: 

ctopsfmtx@bnymellon.com

Call: +1 800 254 2826

 

Due to the complexity and documentation requirements relative to Survivor Options or Lost Securities, BNY Mellon recommends that you contact us directly to inquire or discuss your specific situation at +1 800 254 2826.

If you have questions:

Send an e-mail to:

Survivor Options: 

Distribution-Dallas@bnymellon.com

Lost Securities: 

lost.certificates@bnymellon.com

 

Credit Ratings

ASSET CLASS
MOODY'S
S&P
FITCH
DBRS
Long-term Senior Debt A1 A AA- AA
Subordinated Debt A2 A- A AA (Low)
Preferred Stock Baa1 BBB BBB+ A
Short-term Debt P-1 A-1 F1+ R-1 (Middle)
Outlook Stable Stable Stable Stable

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

ASSET CLASS
MOODY'S
S&P
FITCH
DBRS
Long-term Senior Deposits Aa1 AA- AA+ AA (High)
Long-Term Senior Debt Aa2 AA- AA AA (High)
Subordinated Debt NR A NR NR
Short-term Deposits P-1 A-1+ F1+ R-1 (High)
Commercial Paper P-1 A-1+ F1+ R-1 (High)
Outlook Stable Stable Stable Stable

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

ASSET CLASS
MOODY'S
S&P
FITCH
DBRS
Long-term Deposits Aa1 AA- AA+ AA (High)
Long-term Senior Debt Aa2 (a) AA- AA (a) AA (High)
Short-term Deposits P-1 A-1+ F1+ R-1 (High)
Outlook Stable Stable Stable Stable

(a) Represents senior debt issuer default rating.

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

ASSET CLASS
MOODY'S
S&P
FITCH
DBRS
Long-term Issuer Rating Aa2 AA- AA AA (High)
Short-term Deposits/Issuer Default P-1 A-1+ F1+ R-1 (High)
Outlook Stable Stable Stable Stable

A security rating is not a recommendation to buy, sell, or hold securities. The rating may be subject to revision or withdrawal at any time by the assigning organization. Each rating should be evaluated independently of other ratings.

Long-Term Debt and Preferred Stock Issuances Outstanding

CUSIP/ Prospectus
Collateral Type
Maturity Type
Original Issue
Date
Maturity
Coupon(%)
Amount($MM)
06406HBU2 Senior Bullet 2/1/2011 2/1/2021 4.150 $500
06406FAA1 Senior Callable 2/19/2016 4/15/2021 2.500 $1,000
06406FAB9 Senior Callable 5/2/2016 5/3/2021 2.050 $1,250
06406HBY4 Senior Callable 9/23/2011 9/23/2021 3.550 $1,500
06406RAA5 Senior Callable 2/7/2017 2/7/2022 2.600 $1,250
06406RAK3 Senior Bullet 8/23/2019 8/23/2022 1.950 $1,000
06406RAM9 Senior Callable 1/28/2020 1/27/2023 1.850 $750
06406RAE7 Senior Callable 1/29/2018 1/29/2023 2.950 $1,000
06406RAG2 Senior Bullet 4/30/2018 4/28/2023 3.500 $750
06406RAC1 Senior Callable 5/16/2017 5/16/2023 2.661
Back-end
3mL+0.634
$1,000
06406RAJ6 Senior Bullet 8/13/2018 8/11/2023 3.450 $750
06406FAD5 Senior Callable 8/16/2016 8/16/2023 2.200 $1,250
06406FAF0 Senior Callable 10/31/2016 10/30/2023 3mL+1.05 $750
06406HCS6 Senior Callable 2/4/2014 2/4/2024 3.650 $750
06406HCV9 Senior Callable 5/7/2014 5/15/2024 3.400 $500
06406HCX5 Senior Callable 9/11/2014 9/11/2024 3.250 $500
06406RAL1 Senior Bullet 10/24/2019 10/24/2024 2.100 $1,000
06406HDA4 Senior Callable 2/24/2015 2/24/2025 3.000 $750
06406RAN7 Senior Callable 4/24/2020 4/24/2025 1.600 $1,250
06406HCQ0 Senior Callable 11/18/2013 11/18/2025 3.950 $400
06406FAC7 Senior Callable 5/2/2016 5/4/2026 2.800 $750
06406FAE3 Senior Callable 8/16/2016 8/17/2026 2.450 $750
06406RAD9 Senior Callable 5/16/2017 5/16/2027 3.250 $750
06406RAF4 Senior Callable 1/29/2018 1/29/2028 3.400 $750
06406RAB3 Senior Callable 2/7/2017 2/7/2028 3.442
Back-End
3mL+1.069
$1,000
06406RAH0 Senior Bullet 4/30/2018 4/28/2028 3.850 $900
06406GAA9 Subordinated Callable 10/31/2016 10/30/2028 3.000 $500
06406YAA0 Subordinated Callable 8/23/2017 8/23/2029 3.300 $750

Series / Prospectus
Issue Date
Structure
Coupon(%)
Amount($MM)
H 11/3/2020 Fixed-to-Fixed 3.70 to, but excluding,
Mar. 20, 2026,
then H15T5Y+3.352
$582.5
G 5/19/2020 Fixed-to-Fixed 4.70 to, but excluding,
Sept. 20, 2025,
then H15T5Y+4.358
$1,000
F 8/1/2016 Fixed-to-Float 4.625 to, but excluding,
Sept. 20, 2026,
then 3mL+3.131
$1,000
E 4/28/2015 Fixed-to-Float 4.950 to, but excluding,
June 20, 2020,
then 3mL+3.42
$1,000
D 5/17/2013 Fixed-to-Float 4.50 to, but excluding,
June 20, 2023,
then 3mL+2.46
$500
A 6/20/2012 Fixed-to-Float Greater of 3mL+0.565
or 4.00
$500

($MM)
2020
2021
1Q $36 $69
2Q $49 $31
3Q $61 $66
4Q $48 $31
Total $194 $196

Notes:

The quarterly preferred stock dividend forecast is subject to change given movements in underlying benchmark rates, specifically 3 Month LIBOR.

 

The 3Q20 actual preferred dividends include a "short" dividend on our Series G preferred stock which was issued in 2Q20.

 

The 4Q20 forecast of preferred dividends includes $15 million of deferred fees associated with our redemption of Series C preferred stock.

 

The 1Q20 forecast of preferred dividends includes a "long" dividend for our Series H preferred stock which was issued on October 26,2020.