The Bank of New York Mellon Securities Company Japan Ltd.


Basic Information

Company Name: The Bank of New York Mellon Securities Company Japan Ltd.

Type: Type I Financial Instruments Business Operator

Registration Number: Reregistered with the Director-General of the Kanto Local Finance Bureau of the Ministry of Finance (Kin-sho) No.147

Association Membership: Japan Securities Dealers Association


Business Overview

Asset Servicing

BNY Mellon Asset Servicing offers clients world-class products, technology and service to help enhance the management, administration and oversight of the investment process.

As one of the world’s leading securities servicers, with more than US$29.1 trillion in assets serviced, we combine unrivaled client service with technology that delivers rich client data via user-friendly systems.

We are dedicated to providing innovative solutions with the highest quality client service.

  • Global Custody Services
  • Accounting and Administration
  • Subaccounting
  • ETF & Fund Services
  • Transfer Agency
  • Securities Lending *
  • Cash Management
  • Foreign Exchange *
  • Portfolio Accounting
  • Alternative Investment Services
  • Performance and Risk Analytics
  • Compliance Reporting
  • Derivatives Servicing
  • Securities Clearing and Collateral Management *
  • Data Warehouse Solutions
  • Outsourcing Services
  • Technology Solutions

* Securities Lending, Foreign Exchange, and Collateral Management are also parts of BNY Mellon Markets



Broker Dealer Services

Broker Dealer Services helps clients unlock value from their securities holdings by developing the innovative technologies, solutions and client services that make a difference in an evolving marketplace. We clear and settle equity and fixed-income transactions in over 100 markets, and handle most of the transactions cleared through the Federal Reserve Bank of New York for 18 of the 22 primary dealers.

  • U.S. Fed Clearing
  • Quick, easy access to the Federal Reserve Bank's Fedwire Securities Service
  • DTCC Securities Clearance
  • Monitoring of DTCC clearing activities with interactive client communications and intra-day settlement and cash reporting
  • Global Clearing
  • Securities settlement services provided in over 100 markets worldwide



Depositary Receipts

BNY Mellon provides Depositary Receipts services to Japanese client issuers for their accessing the U.S. capital market and expanding/diversifying the U.S. shareholders base.



BNY Mellon Markets

Collateral Management and Segregation:

  • Collateral Administration
  • Collateral Management
  • Collateral Segregation


Securities Finance:

  • Securities Lending (Agent Lending)
  • Repo with collateral


Liquidity Services:

  • Safekeep Margin Balance at segregated account


Foreign Exchange Service and Currency Administration:

  • Direct dealing via FX Desk and e-Commerce platforms
  • Pre negotiated foreign exchange conversion service
  • Automated execution via Custody FX platforms
  • Currency Administration



Regulatory Disclosures