Ethics and Compliance


Customer Due Diligence

New rule requires covered financial institutions to identify and verify the identity of beneficial owners of legal entity customers, subject to certain exclusions and exemptions.

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Customer Identification Program Notice

To help the government fight the funding of terrorism and money laundering activities, financial institutions are required by Federal law to obtain, verify, and record information that identifies each individual or entity that opens an account or requests credit.

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Global USA PATRIOT Act Certification

This landmark legislation calls for a major expansion of U.S. anti-money laundering compliance as well as anti-terrorism compliance obligations for all U.S. financial institutions.

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Political Engagement

Information on Political Engagement, Public Policy and Lobbying, Trade Associations and Political Contributions at BNY Mellon.

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Corporate Governance

We are a global leader in providing a comprehensive array of services that enable institutions and individuals to services and manage their financial assets.

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Market Integrity

We contribute to stable, efficient and resilient financial markets on which the world depends.

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Contact Ethics

The Bank of New York Mellon (the Company) wants to hear from you. If you have a question about our Code of Conduct and related policies, or if you want to report a concern regarding ethical business conduct, please contact the Ethics Help Line.

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