Regulation And Risk

SEC Proposes Mutual Fund Rules Related to Liquidity Risk

SEC Proposes Mutual Fund Rules Related to Liquidity Risk

By Charles S. Hawkins

Charles S. Hawkins

Charles S. Hawkins

Vice President, Transfer Agent Regulatory Management, BNY Mellon Asset Servicing

Charles S. Hawkins is a Vice President in the Transfer Agent Regulatory Management Department at BNY Mellon’s asset servicing group which is responsible for coordinating the delivery of regulatory services to transfer agency clients. Mr. Hawkins’s responsibilities include the design and implementation of compliance solutions for new or amended regulations.

View Profile

Related

Contact Us

Want to get in touch to find out more about BNY Mellon?
CONTACT
Want to share with friends in your network?