The objective of this paper from the RegTech Council (RTC) is to demonstrate how regulations can be processed using open-standards-based semantic technologies and regulatory compliance made more efficient and effective.
Discover the DOL Rule’s current standing and recent developments which have made the Mutual Fund industry unsure of what will be required to comply.
The Singapore Variable Capital Company (S-VACC) is a new legislation for investment managers and is a solid step toward enhancing Singapore future as the key financial center of choice for Asian asset managers.
The pace of regulatory change shows little sign of slowing down and the scope of financial regulation continues to expand. William Perlstein, Senior Deputy General Counsel, discusses how BNY Mellon is working with clients to help them better understand and comply with new regulations and engaging with regulators to help them understand the impact of their proposed rules so that final rules are appropriate.
The financial services industry is facing a global regulatory landscape that is complex, unprecedented and rapidly changing. BNY Mellon distinctly understands the new regulatory realities and we have the expertise to help you keep pace, maintain compliance and get ahead.
BNY Mellon’s James Day and Clifford Chance’s Charles Morris hosted a call on SFTR’s three principal requirements and the impacts of SFTR.
Department of Labor finalizes rule designed to address conflicts of interest in retirement advice.