Markets in Financial Instruments Directive II (MiFID II) Regulatory Information

The revised Markets in Financial Instruments Directive II (MiFID II) and the accompanying Markets in Financial Instruments Regulation (MiFIR) is a European Directive that came into force on 3 January 2018.

 

It is a comprehensive regulatory regime which affects how firms carry out investment business and ancillary activities, organise their internal systems and controls, and conduct business with their customers across the European Economic Area.

BNY Mellon is required to provide information to our clients about certain of these MiFID II provisions. Updates to this information will be published on this webpage.

 

 

 

2019 MiFID II RTS 28 Reports – Professional Clients

FULL REPORT TOP FIVE
VENUES
BNY Mellon Capital Markets EMEA Limited 
– Equities – Shares & Depositary Receipts
– Not subject to tick size regime (Transmission) (PDF - 732 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Equities – Shares & Depositary Receipts, Tick size liquidity bands 1 and 2
(Transmission) (PDF - 731 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Equities – Shares & Depositary Receipts, Tick size liquidity bands 3 and 4
(Transmission) (PDF - 731 KB) 
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Equities – Shares & Depositary Receipts, Tick size liquidity bands 5 and 6
(Transmission) (PDF - 732 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited 
– Structured finance instruments (Transmission) (PDF - 727 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Structured finance instruments (Execution) (PDF - 724 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Warrants and Certificate Derivatives
(Transmission) (PDF - 725 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Warrants and Certificate Derivatives 
(Execution) (PDF - 722KB)
CSV (3 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Other securitized derivatives (Transmission)
(PDF - 728 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Exchange traded products (Exchange traded funds, exchange traded notes
and exchange traded commodities) (Transmission) (PDF - 729 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Exchange traded products (Exchange traded funds, exchange traded notes
and exchange traded commodities) (Execution) (PDF - 725 KB)
CSV (3 KB)
BNY Mellon Capital Markets EMEA Limited
– Other instruments (Transmission) (PDF - 735 KB)
CSV (3 KB)
BNY Mellon Capital Markets EMEA Limited
– Other instruments (Execution) (PDF - 728 KB)
CSV (3 KB)
BNY Mellon Capital Markets EMEA Limited –
Bonds (Execution) (PDF - 741 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Money Market Instruments (Execution) (PDF - 742 KB)
CSV (2 KB)
The Bank of New York Mellon SA/NV 
– Currency Derivatives (Execution) (PDF - 714 KB)
CSV (1 KB)
The Bank of New York Mellon SA/NV 
– Agency Securities Lending and Agency Cash Investment Securities Financing: Transactions, Bonds and Money Market Instruments (PDF - 435 KB)
CSV (2 KB)
The Bank of New York Mellon London Branch 
– Currency Derivatives (Execution) (PDF - 710 KB)
CSV (1 KB)
The Bank of New York Mellon London Branch 
– Bonds (Execution) (PDF - 742 KB)
CSV (3 KB)
The Bank of New York Mellon London Branch 
– Money Market Instruments (Execution) (PDF - 741 KB)
CSV (3 KB)
The Bank of New York Mellon London Branch
– Agency Securities Lending and Agency Cash Investment
Securities Financing Transactions, Bonds and Money Market
Instruments (PDF - 462 KB)
CSV (3 KB)

 

 

2018 MiFID II RTS 28 Reports – Professional Clients

FULL REPORT TOP FIVE
VENUES
BNY Mellon Capital Markets EMEA Limited 
– Equities – Shares & Depositary Receipts
– Not subject to tick size regime (Transmission) (PDF - 412 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited – Equities – Shares & Depositary Receipts, Tick size liquidity bands 1 and 2
(Transmission) (PDF - 412 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Equities – Shares & Depositary Receipts, Tick size liquidity bands 3 and 4 (Transmission) (PDF - 412 KB) 
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Equities – Shares & Depositary Receipts, Tick size liquidity bands 5 and 6 (Transmission) (PDF - 412 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited 
– Structured finance instruments (Transmission) (PDF - 411 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Structured finance instruments (Execution) (PDF - 403 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Warrants and Certificate Derivatives
(Transmission) (PDF - 411 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Warrants and Certificate Derivatives 
(Execution) (PDF - 403 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Securitized Derivatives - Other securitized derivatives (Transmission)
(PDF - 411 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Exchange traded products (Exchange traded funds, exchange traded notes
and exchange traded commodities) (Transmission) (PDF - 412 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Exchange traded products (Exchange traded funds, exchange traded notes
and exchange traded commodities) (Execution) (PDF - 404 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Other instruments (Transmission) (PDF - 416 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Other instruments (Execution) (PDF - 406 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited –
Bonds (Execution) (PDF - 417 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Money Market Instruments (Execution) (PDF - 419 KB)
CSV (2 KB)
The Bank of New York Mellon SA/NV 
– Currency Derivatives (Execution) (PDF - 399 KB)
CSV (2 KB)
The Bank of New York Mellon London Branch 
– Currency Derivatives (Execution) (PDF - 398 KB)
CSV (1 KB)
The Bank of New York Mellon London Branch
– Agency Securities Lending and Agency Cash Investment
Securities Financing Transactions, Bonds and Money Market
Instruments (PDF - 532 KB)
CSV (4 KB)

 

 

2017 MiFID II RTS 28 Reports – Professional Clients

FULL REPORT TOP FIVE
VENUES
The Bank of New York Mellon London Branch
– Currency Derivatives (Execution) (PDF - 405 KB)
CSV (1 KB)
The Bank of New York Mellon SA/NV
– Currency Derivatives (Execution) (PDF - 406 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited –
Bonds (Execution) (PDF - 418 KB) - REVISED
CSV (1 KB)
- REVISED
BNY Mellon Capital Markets EMEA Limited
– Money Market Instruments (Execution)
(PDF - 477 KB)- REVISED
CSV (1 KB)
- REVISED
BNY Mellon Capital Markets EMEA Limited
– Exchange Traded Products (Execution) (PDF - 459 KB)
CSV (2 KB)
BNY Mellon Capital Markets EMEA Limited
– Exchange Traded Products (Transmission) (PDF - 476 KB)
CSV (1 KB)
BNY Mellon Capital Markets EMEA Limited
– Shares & Depositary Receipts (Transmission) (PDF - 420 KB)
CSV (1 KB)
The Bank of New York Mellon London Branch
– Agency Securities Lending and Agency Cash Investment
Securities Financing Transactions, Bonds and Money Market
Instruments (PDF - 321 KB)
CSV (4 KB)

 

MIFID II RTS 27 Reports

 

The Bank Of New York Mellon London branch

PERIOD LINK TO ZIP FILE
Q3 2019 Download Reports & Notes (21 MB)
Q2 2019 Download Reports & Notes (20 MB)
Q1 2019 Download Reports & Notes (16 MB)
Q4 2018 Download Reports & Notes (11.3 MB)
Q3 2018 Download Reports & Notes (8.52 MB)
Q2 2018 Download Reports & Notes (15.8 MB)
Q1 2018 Download Reports & Notes (32 MB)

 

The Bank Of New York Mellon SA/NV

PERIOD LINK TO ZIP FILE
Q3 2019 Download Reports & Notes (4 MB)
Q2 2019 Download Reports & Notes (4 MB)
Q1 2019 Download Reports & Notes (4 MB)
Q4 2018 Download Reports & Notes (3.34 MB)
Q3 2018 Download Reports & Notes (2.28 MB)
Q2 2018 Download Reports & Notes (2.8 MB)
Q1 2018 Download Reports & Notes (2.41 MB)

 

BNY Mellon Capital Markets EMEA Limited

PERIOD LINK TO ZIP FILE
Q3 2019 Download Report & Notes (703 KB)
Q2 2019 Download Report & Notes (708 KB)
Q1 2019 Download Report & Notes (498 KB)
Q4 2018 Download Report & Notes (426 KB)
Q3 2018 Download Report & Notes (521 KB)
Q2 2018 Download Report & Notes (512 KB)
Q1 2018 Download Reports & Notes (523 KB)