Markets in Financial Instruments Directive II (MiFID II) Regulatory Information
The revised Markets in Financial Instruments Directive II (MiFID II) and the accompanying Markets in Financial Instruments Regulation (MiFIR) is a European Directive that came into force on 3 January 2018.
It is a comprehensive regulatory regime which affects how firms carry out investment business and ancillary activities, organise their internal systems and controls, and conduct business with their customers across the European Economic Area.
BNY Mellon is required to provide information to our clients about certain of these MiFID II provisions. Updates to this information will be published on this webpage.
Frequently Asked Client Questions - MiFID II Regulatory Information Document
EMEA Order Handling and Execution Policy (effective 1 Nov 2019)
EMEA Order Handling and Execution Policy – List of Execution Venues (effective 1 Nov 2019)
MIFID II RTS 27 Reports and accompanying Notes for BNY Mellon Capital Markets EMEA Limited
MIFID II RTS 27 Reports and accompanying Notes for The Bank of New York Mellon London branch
MIFID II RTS 27 Reports and accompanying Notes for The Bank of New York Mellon SA/NV
Terms and Conditions for Brokerage Services provided by The Bank of New York Mellon, London Branch: The Bank of New York Mellon, London Branch Financial Instruments (excluding Derivatives) Brokerage Terms (effective 9 December 2019). These Terms & Conditions will apply to brokerage services provided by The Bank of New York Mellon, London Branch from 9 December 2019.
2019 MiFID II RTS 28 Reports – Professional Clients
2018 MiFID II RTS 28 Reports – Professional Clients
2017 MiFID II RTS 28 Reports – Professional Clients
MIFID II RTS 27 Reports
CURRENCY DERIVATIVES
The Bank Of New York Mellon London branch
PERIOD | LINK TO ZIP FILE |
---|---|
Q3 2020 | Download Reports & Notes (22 MB) |
Q2 2020 | Download Reports & Notes (22 MB) |
Q1 2020 | Download Reports & Notes (21.8 MB) |
Q4 2019 | Download Reports & Notes (19.1 MB) |
Q3 2019 | Download Reports & Notes (21 MB) |
Q2 2019 | Download Reports & Notes (20 MB) |
Q1 2019 | Download Reports & Notes (16 MB) |
Q4 2018 | Download Reports & Notes (11.3 MB) |
Q3 2018 | Download Reports & Notes (8.52 MB) |
Q2 2018 | Download Reports & Notes (15.8 MB) |
Q1 2018 | Download Reports & Notes (32 MB) |
The Bank Of New York Mellon SA/NV
PERIOD | LINK TO ZIP FILE |
---|---|
Q3 2020 | Download Reports & Notes (2.9 MB) |
Q2 2020 | Download Reports & Notes (3.3 MB) |
Q1 2020 | Download Reports & Notes (3.3 MB) |
Q4 2019 | Download Reports & Notes (2.9 MB) |
Q3 2019 | Download Reports & Notes (4 MB) |
Q2 2019 | Download Reports & Notes (4 MB) |
Q1 2019 | Download Reports & Notes (4 MB) |
Q4 2018 | Download Reports & Notes (3.34 MB) |
Q3 2018 | Download Reports & Notes (2.28 MB) |
Q2 2018 | Download Reports & Notes (2.8 MB) |
Q1 2018 | Download Reports & Notes (2.41 MB) |
CAPITAL MARKETS
BNY Mellon Capital Markets EMEA Limited
PERIOD | LINK TO ZIP FILE |
---|---|
Q4 2019 | Download Report & Notes (724 KB) |
Q3 2019 | Download Report & Notes (703 KB) |
Q2 2019 | Download Report & Notes (708 KB) |
Q1 2019 | Download Report & Notes (498 KB) |
Q4 2018 | Download Report & Notes (426 KB) |
Q3 2018 | Download Report & Notes (521 KB) |
Q2 2018 | Download Report & Notes (512 KB) |
Q1 2018 | Download Reports & Notes (523 KB) |
The Bank Of New York Mellon London branch
PERIOD | LINK TO ZIP FILE |
---|---|
Q3 2020 | Download Reports & Notes (730 KB) |
Q2 2020 | Download Reports & Notes (734 KB) |
Q1 2020 | Download Reports & Notes (738 KB) |
Q4 2019 | Download Reports & Notes (720 KB) |