Other Regulatory Filings

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Basel II Pillar 3 Disclosures

The following Basel II Pillar 3 disclosures are published to meet the local requirements of the Host Regulators (in parentheses) of the countries shown:


United Kingdom (Financial Services Authority)

  • Alcentra Asset Management Limited  2009 | 2008
  • Blackfriars Asset Management Limited  2008
  • BNY Holdings UK Limited  2009 | 2008
  • Ivy Asset Management (UK) Limited  2009 | 2008
  • Mellon International Holdings Sarl  2009 | 2008
  • Pershing Holdings UK Limited  2009 | 2008


Canada (Office of Superintendent of Financial Institutions)

  • CIBC Mellon  2008

Ireland (Financial Regulator)

  • The Bank of New York Mellon (Ireland) Limited  2009
  • Pershing Securities International Ltd.  2009 | 2008

Luxembourg (Commission de Surveillance du Secteur Financier)

  • The Bank of New York Mellon (Luxembourg) S.A.  2009 | 2008

The Netherlands (De Nederlandsche Bank N.V.)

  • BNY Mellon GSS Acquisition Co. (Netherlands) B.V.  2008


If you have any questions on these documents, please e-mail us.



Federal Financial Institutions Examination Council - Consolidated Reports of Condition and Income for a Bank With Domestic and Foreign Offices – FFIEC 031:

Includes historical filings for the former Bank of New York Company, Inc.






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Consolidated Financial Statements for Bank Holding Companies – FR Y-9C:

Includes historical filings for the former Bank of New York Company, Inc.






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Please note that historical information may have become out of date and should not be considered current. The Company does not undertake any obligation to update the information on its Web site or contained in its regulatory filings as a result of new information or subsequent developments. In addition, any forward-looking statements are based on management's current expectations and assumptions and are subject to risks and uncertainties that could cause actual results to differ materially from expected results. Forward-looking statements speak only as of the date they are made. The Company will not update forward looking statements to reflect facts, assumptions, circumstances, or events which have changed after they were made. Detailed information regarding factors that could cause results to differ from expectations may be found in the Company's reports filed with the SEC.