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BNY Mellon Regulatory News Spotlight: CFTC & SEC Begin Finalizing OTC Reform -- Final Definition of Swaps Approved as Part of Dodd-FrankAs a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), the U.S. Commodity Futures Trading Commission (CFTC) and the U.S. Securities and Exchange Commission (SEC) are writing rules to regulate the swaps marketplace, and recently approved the final product definitions for swaps and security-based swaps. These final rules will further define the swap regulatory oversight environment as co-regulated by the CFTC and the SEC. Business: Collateral Services
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Resetting the Roadmap: Managing in a New Securities Lending Environment for Beneficial Asset HoldersThe business of securities lending was turned on its head by the events of 2008. Going forward, new dynamics are taking shape for inventory and collateral management and in defining the role of the agent lender.
In collaboration with: Finadium LLC |
Caging the Beast: OTC Derivatives and Counterparty RiskDiscover how identifying risks upfront and implementing robust operational capabilities are critical in the utilization of OTC derivatives. Author: Stephen Ingle
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Counterparty Risk: Know Your EnemyComprehensive monitoring of counterparty risk is imperative in the post-Lehman world of OTC derivatives trades Author: Stephen Ingle
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Derivatives Roundtable: An Evolving ModelIndustry experts discuss the results of a recent Navigant survey on the evolving world of derivatives with Global Investor magazine. Author: Stephen Ingle
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To Clear or Not to Clear ... Collateral is the QuestionThe fundamental post-crisis regulatory reform of the OTC derivatives markets will have a profound effect on all users of OTC derivatives. This paper examines the impact and looks at what avenues are open to institutional investors who - with the advent of the Dodd-Frank Act, EMIR and other equivalent rules - face substantial business and operational challenges around executing, clearing, collateralising and reporting OTC derivatives trades.
In collaboration with: Rule Financial |
Regulatory Change in Securities Lending: An Update for Clients, Part IIAs greater supervisory attention is focused on securities lending across the world, there is a commensurate movement to macro-prudential regulation. That is, increasingly regulators are not focusing on securities lending through firm-specific supervision, but are instead transitioning to global rules impacting all market participants. In some cases, such as the on-going work at the Financial Stability Board (FSB), these work streams are specific to securities lending. In other cases, such as the Basel III Accord, securities lending is just one part of broader reform packages that apply across financial institutions. Authors: Drew Demko, Dominick Falco, Bill Kelly, Kevin Ronan
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VIDEO: Collateral Front and Center - Regulation Triggers Renewed Focus on CollateralBNY Mellon's Kurt Woetzel, Global Head of Operations, Technology and Collateral Services, and Nadine Chakar, Executive Vice President, Global Collateral Services, discuss the impact of Dodd-Frank and the European Markets Infrastructure Regulation on collateral management. In addition to expecting increased demand for high-quality collateral, Woetzel and Chakar believe both sell- and buy-side firms will be under pressure to optimize their collateral. Authors: Kurt Woetzel, Nadine Chakar
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