Our Latest Thinking
Broker-Dealer Services
Your selection is displayed below. To view other articles in our library, please select a business or enter search keywords below:
| Line of Business: | Search Keywords: |
| You asked for: Broker-Dealer Services | ||
| Refine your search: | ||
| Sort results by: | Author Business Publication Date | Download RSS Feeds  |
ETFs Reduce Risk Through Collateral ManagementReprinted with the permission of Incisive Media Services Limited Exchange Traded Fund (ETF) providers are beginning to recognize the benefit of third-party collateral management as an effective tool to reduce risk. While swap-based or synthetic ETFs are arguably one of the most successful recent innovations in the marketplace, concerns about transparency and credit risk have driven ETF providers to look to multi-asset class collateral management as a way to protect against potential loss. Author: Paul Harland
|
Regulatory Reform: The Shape of Things To ComeReprinted with the permission of Incisive Media Services Limited Transparency, reporting and ongoing regulatory reform are key issues in the derivatives marketplace. While many are aware of the Dodd-Frank Act, the full impact of the law remains unclear. Patrick Tadie, Global Head of Derivatives360, discusses the major challenges facing financial institutions in this new regulatory environment and outlines ways to prepare for these challenges. Author: Patrick Tadie
|
Mitigating Collateral Damage: Current Themes in Managing and Mitigating Counterparty Credit Risk for OTC DerivativesThe financial crisis re-emphasized the importance of counterparty credit risk, and the subsequent industry-led program of reform has addressed many of the shortcomings of the OTC market. BNY Mellon and independent consulting firm InteDelta investigated current counterparty credit risk management policies and processes across a representative sample of asset management, insurance and pension fund institutions. Findings from this research reveal an evolving OTC derivatives market that is wary of risk, open to change, and surprisingly robust. Authors: Jonathan Bowler, Mark Higgins, Stephen Ingle, David Brown, Michael Schroeder, Chris Coleman, Patrick Tadie, John Templeton
|
Mitigating Collateral Damage: Current Themes in Managing and Mitigating Counterparty Credit Risk for OTC Derivatives (UK English)The financial crisis re-emphasised the importance of counterparty credit risk, and the subsequent industry-led program of reform has addressed many of the shortcomings of the OTC market. BNY Mellon and independent consulting firm InteDelta investigated current counterparty credit risk management policies and processes across a representative sample of asset management, insurance and pension fund institutions. Findings from this research reveal an evolving OTC derivatives market that is wary of risk, open to change, and surprisingly robust. Authors: Jonathan Bowler, Mark Higgins, Stephen Ingle, David Brown, Michael Schroeder, Chris Coleman, Patrick Tadie, John Templeton
|
Tri-Party Roundtable: The Time is NowLeading representatives of the tri-party industry discuss the status of the market at the Global Investor / isf Tri-Party Roundtable. Author: Mark Higgins
|
Securities Lending: Face to Face -- New Job, Old ChallengesJim Malgieri has been named the new CEO of Broker Dealers Services at BNY Mellon. He discusses the role BNY Mellon is taking in the United States. Author: Jim Malgieri
|
Derivatives - Protection Without Suffocation: Thriving in a New Era of Regulatory and Market TransformationThis white paper discusses how regulators and market participants are surprisingly aligned on what the key components of a workable derivatives market structure should be in the future, with changes likely to revitalize the listed and over-the-counter (OTC) markets in a manner that benefits all. While market participants and regulators are at odds over certain aspects of derivative market reform, there is a strong movement toward creating a workable framework that will accommodate stronger regulations and risk reduction without suffocating market activity and ongoing innovation. Authors: Sam Jacob, C. Harry Jin
|
Risk: Focusing Clients on Their Core ActivitiesNever has the need for efficient management around over-the-counter derivatives business been more crucial, or such a focus, as it is today. Find out how our collateral management services offering has helped clients achieve greater operational efficiency. Author: Mark Higgins
|
Twenty Years of LegendsProfiles of the men and women who made the security services industry what it is today. Author: Arthur Certosimo
|
Global Custodian: Hedge Funds and Prime Brokers - Converging?The rescue of Bear Stearns and the collapse of Lehman Brothers have made institutional investors in hedge fund strategies rethink counterparty risk. Highlights from a conversation with Art Certosimo, Senior Executive Vice President, BNY Mellon. Author: Art Certosimo
|
