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Panel Debate: Collateral ThinkingReprinted with the permission of Black Knight Media Ltd. A panel of collateral management experts, including BNY Mellon's James Malgieri, Head of Global Collateral Management and Clearance Services, dissect the business of collateral and examine why 'collateral optimisation' is on everyone's minds at the moment. Author: James Malgieri
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Sovereigns in Search of Solutions: OTC Derivatives Reform: Direct and Indirect ImpactsWith the imminent introduction of specific requirements under the Dodd-Frank Act and the European Market Infrastructure Regulation (EMIR), investors continue to grapple with the potential impact of such regulations, especially as some of the rules have yet to take their final form. For sovereign institutions, the evolving regulatory framework holds much uncertainty. Inconsistencies in the application of some key provisions, including the classification of sovereigns and the extent of exemptions to the Basel III capital adequacy rules, must be addressed to avoid market distortions and regulatory arbitrage. One thing, however, is clear: the derivatives business for all investors will change in a very significant way. Specifically, the trading of derivatives and the management of the collateral associated with such trades will be impacted. Authors: Jai Arya, Nadine Chakar
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In ConversationReprinted with the permission of Algorithmics, an IBM company Scott Linden, Managing Director and Global Product Manager, Derivatives Collateral Management Services at BNY Mellon, shares his thoughts on Dodd-Frank, the march towards central clearing, and life at the world's largest custodian. Author: Scott Linden
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A Critical Moment for Collateral ManagementReprinted with the permission of Black Knight Media Ltd. As the financial crisis enters a new and uncertain phase, collateral management has taken on a new and profound significance. For an insider's view on the issue, Securities Lending Times turned to Paul Harland, Managing Director with BNY Mellon Broker-Dealer Services, who characterises the current environment as one of evolution, revolution and regulation. Author: Paul Harland
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Tri-Party Roundtable: Tri-Party TribulationsReprinted with the permission of Euromoney Institutional Investor PLC An expert panel discusses the effect of impending regulations, diverging reporting requirements and innovating to meet clients' needs. Author: Adam Goddard
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Collateral Management for German Funds: Innovative Solutions for Stock-Loan TransactionsReprinted with the permission of Euromoney Institutional Investor PLC As the German investment industry liberalises to the form of the international model, German institutional and retail funds are adopting innovative techniques to mitigate risks in capital markets around the world. Authors: Thomas Brand, Mark Higgins
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ETFs Reduce Risk Through Collateral ManagementReprinted with the permission of Incisive Media Services Limited Exchange Traded Fund (ETF) providers are beginning to recognize the benefit of third-party collateral management as an effective tool to reduce risk. While swap-based or synthetic ETFs are arguably one of the most successful recent innovations in the marketplace, concerns about transparency and credit risk have driven ETF providers to look to multi-asset class collateral management as a way to protect against potential loss. Author: Paul Harland
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Securities Lending: Face to Face -- New Job, Old ChallengesJim Malgieri has been named the new CEO of Broker Dealers Services at BNY Mellon. He discusses the role BNY Mellon is taking in the United States. Author: Jim Malgieri
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Derivatives - Protection Without Suffocation: Thriving in a New Era of Regulatory and Market TransformationThis white paper discusses how regulators and market participants are surprisingly aligned on what the key components of a workable derivatives market structure should be in the future, with changes likely to revitalize the listed and over-the-counter (OTC) markets in a manner that benefits all. While market participants and regulators are at odds over certain aspects of derivative market reform, there is a strong movement toward creating a workable framework that will accommodate stronger regulations and risk reduction without suffocating market activity and ongoing innovation. Authors: Sam Jacob, C. Harry Jin
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Risk: Focusing Clients on Their Core ActivitiesNever has the need for efficient management around over-the-counter derivatives business been more crucial, or such a focus, as it is today. Find out how our collateral management services offering has helped clients achieve greater operational efficiency. Author: Mark Higgins
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