Evolution in the Collateral Management Space

Reprinted with the permission of Asset International, Inc.

John Vinci, head of Global Product Management for BNY Mellon Broker-Dealer Services, discusses innovative solutions in collateral financing that have evolved in response to the changing trends and needs of the global financial marketplace.

Author:   John Vinci
Business:  Broker-Dealer Services
Publication date:   April 2012

BNY Mellon Preps Enhanced Tri-Party Repo Auto Matching

Reprinted with the permission of Wall Street Letter

As part of ongoing efforts to implement a series of recommendations made last year by the Tri-Party Infrastructure Reform Task Force, BNY Mellon has rolled out an enhanced version of its automated deal matching capability for tri-party repurchase agreement transactions. Learn more about the process.

Authors:   John Vinci, John Morik
Business:   Broker-Dealer Services
Publication date:   June 2011

Regulatory Reform: The Shape of Things To Come

Reprinted with the permission of Incisive Media Services Limited

Transparency, reporting and ongoing regulatory reform are key issues in the derivatives marketplace. While many are aware of the Dodd-Frank Act, the full impact of the law remains unclear. Patrick Tadie, Global Head of Derivatives360, discusses the major challenges facing financial institutions in this new regulatory environment and outlines ways to prepare for these challenges.

Author:   Patrick Tadie
Business:  Broker-Dealer Services
Publication date:   February 2011

Panel Debate: Collateral Thinking

Reprinted with the permission of Black Knight Media Ltd.

A panel of collateral management experts, including BNY Mellon's James Malgieri, Head of Global Collateral Management and Clearance Services, dissect the business of collateral and examine why 'collateral optimisation' is on everyone's minds at the moment.

Author:   James Malgieri
Business:  Broker-Dealer Services
Publication date:   May 2012

Securities Lending: Face to Face -- New Job, Old Challenges

Jim Malgieri has been named the new CEO of Broker Dealers Services at BNY Mellon. He discusses the role BNY Mellon is taking in the United States.

Author:   Jim Malgieri
Business:  Broker-Dealer Services
Publication date:   June 2010

Top Operations Executives on Wall Street

Reprinted with the permission of SourceMedia, Inc.

Jim Malgieri manages BNY Mellon's Broker-Dealer Services business, which delivers collateral management and securities clearance services to financial institutions and corporations worldwide. Jim's key focus - eliminating operational risks in the handling of repurchase agreements. Read more.

Author:   Jim Malgieri
Business:   Broker-Dealer Services
Publication date:   April 2011

In Conversation

Reprinted with the permission of Algorithmics, an IBM company

Scott Linden, Managing Director and Global Product Manager, Derivatives Collateral Management Services at BNY Mellon, shares his thoughts on Dodd-Frank, the march towards central clearing, and life at the world's largest custodian.

Author:   Scott Linden
Business:  Broker-Dealer Services
Publication date:   November 2011

Derivatives - Protection Without Suffocation: Thriving in a New Era of Regulatory and Market Transformation

This white paper discusses how regulators and market participants are surprisingly aligned on what the key components of a workable derivatives market structure should be in the future, with changes likely to revitalize the listed and over-the-counter (OTC) markets in a manner that benefits all. While market participants and regulators are at odds over certain aspects of derivative market reform, there is a strong movement toward creating a workable framework that will accommodate stronger regulations and risk reduction without suffocating market activity and ongoing innovation.

Authors:   Sam Jacob, C. Harry Jin
In collaboration with:   TABB Group
Business:  Broker-Dealer Services
Publication date:   May 2010

Tri-Party Roundtable: The Time is Now

Leading representatives of the tri-party industry discuss the status of the market at the Global Investor / isf Tri-Party Roundtable.

Author:   Mark Higgins
Business:   Broker-Dealer Services
Publication date:   June 2010

Risk: Focusing Clients on Their Core Activities

Never has the need for efficient management around over-the-counter derivatives business been more crucial, or such a focus, as it is today. Find out how our collateral management services offering has helped clients achieve greater operational efficiency.

Author:   Mark Higgins
Business:  Broker-Dealer Services
Publication date:   May 2010