Derivatives

As numerous changes in the regulatory landscape and the financial industry continue to necessitate adjustments in how institutions process derivatives transactions, derivatives are attracting even more interest and taking on greater importance in the marketplace.

A successful global derivatives solution requires a well-coordinated, powerful service offering to help navigate the myriad aspects of the derivatives transaction process. Such an offering provides:

• Trading services for uncleared derivatives
• Valuation of uncleared derivatives
• Efficient collateral management and reconciliation of positions
• Meaningful and timely reports
• Clearing of centrally cleared derivatives (including, electronic execution of exchange-traded futures contracts)*

The BNY Mellon Program

BNY Mellon's global capabilities, proven track record and advanced information management technology provide the services needed to effectively and efficiently process derivatives transactions.

Our Derivatives360^SM business offering provides the following services:

• Trade execution
• Confirmation and affirmation
• Collateral management
• Daily valuation
• Reconciliation
• Custody
• Accounting
• Lifecycle management
• Reporting

This powerful blend of capabilities spans the entire life of a derivatives transaction — from pre-trade through actual trade execution — to all post-trade activities.

Moreover, our uniquely modular product offering means clients can select from an array of component pieces to build a servicing program to meet their individual needs, including Derivatives Clearing Services for futures and centrally cleared swaps*.

Program Features

Our clients benefit from working with an international investment servicing firm that is an expert in providing these services. In addition to making the derivatives transaction process more efficient and effective, we offer:

• Risk mitigation support
• Risk mitigation support
• Compliance systems designed to meet applicable regulatory requirements
• Transparency of transaction processing
• Operational flexibility and efficiencies of scale

 
* Execution and clearing of exchange-listed futures and clearing of over-the-counter interest rate swaps provided by BNY Mellon Clearing, which is comprised of BNY Mellon Clearing, LLC and Bank of New York Mellon SA/NV (Frankfurt Branch). BNY Mellon Clearing LLC, is a U.S. Commodity Futures Trading Commission-registered futures commission merchant and a member of the National Futures Association. Bank of New York Mellon SA/NV is regulated by the National Bank of Belgium and is a direct clearing member of Eurex Clearing AG. Both companies are wholly owned, direct or indirect subsidiaries of The Bank of New York Mellon Corporation.