Collateral Services

We understand today's rapidly changing world and work closely with broker-dealers and institutional investors to help them navigate new regulations, market dynamics, demand for high-quality collateral, and a heightened focus on risk. Our global perspective of the financial markets helps our clients, whether on the buy-side or the sell-side, improve the way they manage their collateral.

Tools and Expertise to Help You

We leverage our collateral, liquidity and securities lending services to develop insights with the objective of helping you to:

  • Optimize the use of collateral
  • Enhance operations and risk management practices (credit, liquidity, operational) across the market and product spectrum
  • "Transform" and finance your investment portfolios, converting ineligible assets into eligible collateral
  • Focus on your core competencies and sustain, as well as expand, investment strategies

Comprehensive Collateral Capabilities

Our services fully support the segregation, optimization, financing and transformation of collateral. We can help you more effectively and efficiently manage your collateral through our SOLVE SM approach focused on:

  • Segregation – Safekeep collateral with third-party custodian and help increase transparency around your counterparties exposure
  • Optimization – Dynamically manage inventory, taking into account exposures and collateral eligibility requirements
  • Liquidity – Provide sophisticated real-time tools to assist clients in managing their liquidity and margin requirements
  • Value – Offer you optimization and "transformation" services for your financial assets
  • Efficiency – Derive efficiency and speed through centralized collateral portfolios

Now is the time for discerning collateral solutions. Let's start a conversation.

Collateral Connections

Collateral Connections

Our Collateral Connections newsletter is designed to help clients understand and simplify their ability to manage counterparty and market risk.

Read the latest issue here »

Collateral Connections
Archive
»

Swap Trading and Execution Requirements

Swap Trading Requirements

The Dodd-Frank Act and its implementing regulations bring significant new regulatory oversight to the over-the-counter derivatives markets.

Download New Swap Trading Requirements for Pension Plan Asset Managers »

See also New Swap Execution Requirements »


BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may be used as a generic term to reference the corporation as a whole and/or its various subsidiaries generally. Products and services may be provided under various brand names in various countries by duly authorized and regulated subsidiaries, affiliates, and joint ventures of The Bank of New York Mellon Corporation, and may include The Bank of New York Mellon, One Wall Street, New York, New York 10286, a banking corporation organized pursuant to the laws of the State of New York, and operating in England through its branch at One Canada Square, London E14 5AL, England and registered in England and Wales with numbers FC005522 and BR000818. The Bank of New York Mellon is supervised and regulated by the New York State Department of Financial Services and the US Federal Reserve and authorized by the UK Prudential Authority. The Bank of New York Mellon London branch is subject to regulation by the UK Financial Conduct Authority and limited regulation by the UK Prudential Regulation Authority. The Bank of New York Mellon SA/NV is authorised and regulated by the National Bank of Belgium ("NBB") as a credit institution and by the Belgian Financial Services and Markets Authority ("FSMA"). The Bank of New York Mellon SA/NV, London Branch is regulated by the NBB and the FSMA and to limited regulation by the UK Financial Conduct Authority and the UK Prudential Regulation Authority. Details about the extent of our regulation by the UK Financial Conduct Authority and UK Prudential Regulation Authority are available from us on request. If this material is issued or distributed in Japan, it is issued or distributed by The Bank of New York Mellon Securities Company Japan Ltd. as intermediary for The Bank of New York Mellon. Not all products and services are offered in all countries.

The material relating global collateral services contained in this website ("GCS materials"), which may be considered advertising, is for general information purposes only and is not intended to provide or be construed as legal, tax, accounting, investment, financial or other professional advice on any matter. If distributed in the UK or EMEA, the GCS Materials are a financial promotion. The GCS materials, including the statements contained therein, are not and should not be construed as an offer or solicitation to buy or sell any of the products (including financial products) or services mentioned or to participate in any particular strategy. The GCS materials are not intended for distribution to, or use by, any person or entity in any jurisdiction or country in which such distribution or use would be contrary to local law or regulation. Similarly, the GCS materials may not be distributed or used for the purpose of offers or solicitations in any jurisdiction or in any circumstances in which such offers or solicitations are unlawful or not authorized, or where there would be, by virtue of such distribution, new or additional registration requirements. Persons into whose possession the GCS materials come are required to inform themselves about, and to observe any restrictions that apply to, the distribution of any part or all of the GCS Materials in their jurisdiction. The information contained in the GCS materials are for use by wholesale clients only and is not to be relied upon by retail clients. Any discussion of tax matters contained in the GCS materials are not intended to be used, and cannot be used, for the purpose of avoiding tax or penalties under any applicable law or regulation or promoting, marketing or recommending to another party any transaction or matter. BNY Mellon does not guarantee the accuracy of any information contained herein and cannot be held liable for any errors in or reliance upon this information. Prior results do not guarantee a similar outcome. The financial products (other than deposit products) mentioned are not insured or protected by any government, state or federal agency (including the Federal Deposit Insurance Corporation), are not deposits of or guaranteed by BNY Mellon or any bank or non-bank subsidiary thereof, and are subject to investment risk, including the loss of principal amount invested.

Your ability to utilize the global collateral services described in the GCS materials are subject to a wide variety of applicable regulations and to the oversight of relevant regulators in different countries and/or jurisdictions. You should take your own independent professional advice (including financial, tax and legal advice) before agreeing to use any of the services referenced in the GCS materials.

All references to dollars are in US dollars unless specified otherwise.

The GCS materials may not be reproduced or disseminated in any form without the express prior written permission of BNY Mellon. Trademarks, service marks, logos and other intellectual property marks belong to their respective owners.

© 2013 The Bank of New York Mellon Corporation. All rights reserved.