Management

Global Diversity and Inclusion Council

Brian T. Shea

President, Investment Services
Head of Client Service Delivery and Client Technology Solutions
Chairman, Pershing LLC

Brian Shea serves in a number of key leadership roles at BNY Mellon, including as the President of Investment Services and Head of Client Service Delivery and Client Technology Solutions. He also leads the Broker-Dealer and Advisor Services Group, which includes Pershing, Broker-Dealer Services global clearance, U.S. tri-party services, and BNY Mellon Clearing (global derivatives clearing). Mr. Shea is Chairman of Pershing, a BNY Mellon company, a member of Pershing's Executive Committee and a member of BNY Mellon's Executive Committee.

Mr. Shea serves on the Board of Directors of the Depository Trust & Clearing Corporation, and he has previously served on the Board of Directors of Insured Retirement Institute. He has previously served on the Board of Governors of the National Association of Securities Dealers (NASD, which is now the Financial Industry Regulatory Authority, Inc.), the NASD Dispute Resolution Board, as chairman of the National Adjudicatory Council of the NASD, and as chairman of the NASD Membership Committee. He has also served on the NASD Variable Annuity Utility Task Force, the NASD Mutual Fund Breakpoint Task Force, the NASD Mutual Fund Omnibus Processing Task Force, the NASD Member Admission Review Committee, and the NASD District 10 (New York) Committee. Mr. Shea also served as chairman of the Securities Industry Association Membership Committee (SIA, which is now the Securities Industry and Financial Markets Association or SIFMA), and served on the SIA New York District Committee. He is a two-time recipient of the chairman's award for distinguished service to the SIA.

Mr. Shea serves on the Board of Trustees of St. John's University, and on the Board of St. John's University's Institute for Catholic Schools. He is also a member of the Board of the Tomorrow's Hope Foundation, chairman of the Bishop's Advisory Committee for Catholic Education in the diocese of Rockville Centre and serves on the Archdiocese of New York Archbishop's Committee for Charity.

After earning a Bachelor of Science degree in Business Management from St. John's University, he went on to earn a Master of Business Administration degree in Finance from Pace University. He has also completed the Securities Industry Institute® program, sponsored by SIFMA, at the Wharton School of the University of Pennsylvania.