Broker-Dealer Services

BNY Mellon Broker-Dealer Services

BNY Mellon delivers securities clearance, collateral management and prime broker segregation services to financial institutions and corporations worldwide.

• One of the world's largest clearing agents of US government securities, an active member of DTC, and clears in 100 markets globally
• Administers over $1.8 trillion in tri-party balances every single day (as of September 30, 2011)
• Provide safekeeping for the prime brokers (PBs) clients' encumbered as well as unencumbered assets while the PBs maintain direct relationships with their clients

Collateral Management

A leader in global collateral management, BNY Mellon's collateral services program and derivatives collateral services program enable you to generate significant value in collateralized transactions:

• Broker-dealers - obtain cost-effective financing for trading activities
• Institutional investors - generate attractive risk-adjusted returns through a safe, reliable and efficient collateralization process

Prime Broker Segregation Services

BNY Mellon partners with prime brokers to provide safekeeping for their clients' encumbered as well as unencumbered assets. This includes trading, servicing, and reporting functions.

Securities Clearance

BNY Mellon has the experience, resources and advanced technology to support diverse trading strategies and country-specific settlement cycles. We monitor local economic, political, regulatory and other industry-related events to keep you apprised of changes in the investment environment of each market.

• U.S. Fed Clearing
• DTCC Securities Clearance
• Global Clearing