Broker-Dealer & Advisor Services

To make an investment vision a reality, trades must be executed, securities cleared and settled and results promptly reported. BNY Mellon, along with affiliates Pershing and ConvergEx, helps fulfill your investment vision through a strategic array of broker-dealer and advisor services.

BNY Mellon Broker-Dealer Services

BNY Mellon Broker-Dealer Services delivers securities clearance and collateral management to financial institutions and corporations worldwide:

• One of the world's largest clearing agents of U.S. government securities, an active member of DTC, and clears in 105 markets globally
• Administers over $1.5 trillion in tri-party balances every single day

Pershing Broker-Dealer Solutions

Pershing is a leading global provider of comprehensive, market-leading financial business solutions. We service more than 1,150 institutional and retail financial organizations and independent registered investment advisors who collectively represent approximately five million active investors. Pershing's clearing and execution in over 60 markets worldwide are the foundation of the variable cost, forward-thinking business solutions we provide, including:

• Dependable operational support
• Robust trading services
• Flexible technology
• An expansive array of investment solutions
• Practice management support
• Service excellence

BNY ConvergEx Group

ConvergEx provides an extensive range of investment technologies and execution solutions to institutional investors worldwide. Through a unique understanding of clients' strategic goals, ConvergEx delivers customized solutions to help clients excel.

• Powerful, proprietary technologies designed to deliver maximum performance
• Integrated platform of advanced global execution capabilities in 100+ markets