Regulation

The regulatory environment continues to be a contexture of legislative acts and evolving action related to market practices.

What are the regulatory issues that are keeping you up at night? Whatever they might be, there's a good chance that we have the insights to help you understand them and the people to help you adjust and even thrive. Let us know what's on your mind. We'll let you know how we can help.

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Dodd-Frank Deadline: New Rules Impact Collateral

BNY Mellon's Kurt Woetzel, CEO, Global Collateral Services, and Jonathan Spirgel, Executive Vice President, Global Collateral Services, discuss how regulations are evolving around the globe. Whether it's Dodd-Frank or EMIR, or new regulations are changing the ways our clients execute and collateralize transactions. A readiness checklist asks "Are you ready to meet increased collateral requirements?"

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SURVIVAL TACTICS

Swap Trading Requirements

The Dodd-Frank Act and its implementing regulations bring significant new regulatory oversight to the over-the-counter (OTC) derivatives markets. As the first new swap rules have come into effect earlier this year, market participants have started to identify risks and costs, as well as opportunities, arising from this new regulatory landscape.

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Workbench Mobile

With our newly launched Workbench Mobile application, BNY Mellon Asset Servicing clients are able to easily view and monitor a wide range of account investment and performance data, industry news updates, and more.

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Client Education

BNY Mellon provides a team of dedicated resources for our clients' continuous education. The Institute for Client Education provides access to a number of topics in a variety of learning methods targeted for all levels of your organization.

Learn more about our client education opportunities and online learning management tool »

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Our thought leadership materials are not intended as investment, tax or legal advice, but to the extent they may be deemed to be a financial promotion under non-US jurisdictions, they are provided for use by professional investors only and not for onward distribution to, or to be relied upon by, retail investors. Products and services may be provided in various countries by the subsidiaries and joint ventures of BNY Mellon. Each is authorized and regulated as required within each jurisdiction. This should not be construed as an offer or solicitation of securities or services or an endorsement thereof in any jurisdiction or in any circumstance that is otherwise unlawful or not authorized.