Regulation

Outlining and enforcing global demand for increased transparency

  • Dodd-Frank Deadline: New Rules Impact Collateral

    BNY Mellon's Kurt Woetzel, CEO, Global Collateral Services, and Jonathan Spirgel, Executive Vice President, Global Collateral Services, discuss how regulations are evolving around the globe. Whether it's Dodd-Frank or EMIR, or new regulations are changing the ways our clients execute and collateralize transactions. A readiness checklist asks "Are you ready to meet increased collateral requirements?"

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Contact Marina Lewin

For more information on any of our industry-leading services, contact:

Marina Lewin, Head of Global Business Development, BNY Mellon
Alternative Investment Services
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Or the AIS Team »

  • BNY Mellon and AIFMD Research

    In December 2013, BNY Mellon conducted the second in a series of surveys amongst alternative fund managers to take stock of the industry's preparedness to implement the AIFMD. Our research report looks at how the industry is addressing the AIFMD's data and monitoring requirements, challenges, cost of compliance, how risk management solutions are developing, and how far down the line the industry is in preparing for authorization

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  • Comment & Analysis

    Mark Mannion, Head of Business Development for Alternative Investment Services EMEA, looks for the positives in the Alternative Investment Fund Managers Directive (AIFMD). This article first appeared in HFMWeek.com, July 17, 2013.

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  • Challenges and Opportunities Emanate from Regulation

    Marina Lewin, Head of Global Business Development, BNY Mellon Alternative Investment Services, discusses the challenges and opportunities facing the international hedge funds industry. This question and answer session first appeared in Hedge Fund Review, April 2012.

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  • Comment & Analysis

    Alan Flanagan, Head of Product Management for Alternative Investment Services, explains how three new regulatory practices will affect the alternatives sector. This article first appeared in HFMWeek.com, June 2012.

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  • Rays of Hope Amid the Gloom

    Marina Lewin, Global Head of Business Development for BNY Mellon Alternative Investment Services, talks about investor demands, the evolving regulatory environment and consolidation in the fund administration sector.

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  • Alternative Investments Adapt

    Marina Lewin, Head of Global Business Development, BNY Mellon Alternative Investment Services, discusses how the alternative funds industry has rebuilt itself since the 2008 financial crisis. Lewin explores four trends reshaping the industry: transparency, regulations, outsourcing and the advent of hybrid structures. How funds respond to these trends will help determine their success in the years to come.

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  • Breaking the Mould

    BNY Mellon's alternative investment services business has found a role for itself in the hedge fund industry that goes beyond its traditional focus on providing administration services to asset managers. BNY Mellon has also become the leading provider of prime custody and tri-party collateral management services to hedge funds.

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  • Derivatives - Protection Without Suffocation: Thriving in a New Era of Regulatory and Market Transformation

    This white paper discusses how regulators and market participants are surprisingly aligned on what the key components of a workable derivatives market structure should be in the future, with changes likely to revitalize the listed and over-the-counter (OTC) markets in a manner that benefits all. While market participants and regulators are at odds over certain aspects of derivative market reform, there is a strong movement toward creating a workable framework that will accommodate stronger regulations and risk reduction without suffocating market activity and ongoing innovation.

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  • Private Equity Facing a New Global Environment

    The private equity industry is passing through different phases around the world. BNY Mellon maps the challenges to progress for this asset class.

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AIFMD Regulatory Reporting

Our new AIFMD Regulatory Reporting Service for fund managers helps you identify, aggregate and manage the regulatory reporting requirements of AIFMD.

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Fund of Hedge Fund Services

Top-down transparency. We deliver comprehensive reporting for fund of hedge funds. Access account information via a web-based dashboard and generate reports on four critical levels: fund of hedge fund, investment strategy, manager and investor.

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