BNY Mellon Asset Management

BNY Mellon Asset Management is a leading global provider of investment management products and services. With a great depth and breadth of expertise, we help clients achieve their goals through a wide array of strategies, in every major sector and asset class through various distribution channels. Our clients include some of the world's leading corporations, governments, unions, foundations, endowments, mutual funds and high net worth individuals.

Our independent investment firms provide asset management service that is responsive to our clients' needs, transparent in its processes, and consistently working to pursue strong performance and results for clients.

Asset Management Subsidiaries

Brazilian multi-strategy, long /short, long-only and fixed income strategies.

Capabilities encompass the spectrum of value, growth and core both U.S. and non-U.S., and long-only and alternative strategies, implemented in a consistent and disciplined fashion.

Investment management focused on money markets strategies and provides world class distribution for other BNY Mellon Asset Management strategies through their family of mutual funds and separate accounts.

Fund of funds manager specializing in alternative strategies and traditional long-only products.

Specialist in benchmark-driven structured portfolios.

Manages a range of multi-manager alternative fund products and customized portfolio solutions, specializing in absolute return/market neutral, long/short equity and event driven/special situation strategies.

Manages absolute return, global asset allocation, active/index equity and fixed income, currency strategies.

Fund of hedge funds; specialists in event driven and relative value strategies.

Active stock and bond investment manager using a distinct global investment approach and in-house proprietary research.

Currency specialist using a quantitative model-driven investment process.

Provides a wide variety of fixed income solutions to achieve client specific goals.

Specializes in private real estate and REIT securities.

Walter Scott & Partners Limited ⁵

Classical, fundamental, long-term global equity investment management.

Joint Ventures and Partial Ownership

Specializes in sub-investment grade debt and structured grade products.

Asian specific growth specialist manager.

Combines the European expertise of WestLB AG with the global product range of BNY Mellon Asset Management to offer clients a comprehensive range of investment services.

1. Mellon Global Alternative Investments (MGAI) and BNY Mellon ARX do not currently offer services in the U.S. This presentation does not constitute an offer to sell, or a solicitation of an offer to purchase, any of the firms' services or funds to any U.S. investor, or where otherwise unlawful.
2. Franklin Portfolio Associates has no affiliation to the Franklin Templeton Group of Funds or Franklin Resources, Inc.
3. Authorized and regulated by the Financial Services Authority. The registered address for Pareto Investment Management, Newton and Mellon Global Alternative Investments is Bank of New York Mellon Centre, 160 Queen Victoria Street, London, EC4V 4LA, England.
4. The Newton Group refers to the following group of affiliated companies: Newton Investment Management Limited, Newton Capital Management Limited, Newton International Investment Management Limited, Newton Capital Management LLC, and Newton Fund Managers (CI) Limited. Assets under management include assets managed by all of these companies except Newton Capital Management LLC, which provides marketing services in the U.S. for Newton Capital Management Limited. Except for Newton Capital Management LLC and Newton Capital Management Limited, none of the other Newton companies offer services in the U.S.
5. Authorized and regulated by the Financial Services Authority. The registered address for Walter Scott and Partners is One Charlotte Square, Edinburgh, EH2 4DZ, Scotland.
6. The Bank of New York Mellon Corporation holds 80% of the parent holding company of Alcentra Inc. and Alcentra Ltd. Alcentra Inc. offers services in the U.S. Alcentra Ltd. does not offer services in the U.S. This presentation does not constitute an offer to sell, or a solicitation of an offer to purchase, any of Alcentra Ltd's funds to any U.S. investor.
7. The Bank of New York Mellon Corporation holds a 19.9% interest in Hamon Investment Group which is the parent of Hamon U.S. Investment Advisors Limited. Hamon's services are offered in the U.S. by Hamon U.S. Investment Advisors Limited.
8. WestLB Mellon Asset Management Holdings Ltd. is a 50/50 joint venture between The Bank of New York Mellon Corporation and WestLB AG. WestLB Mellon Asset Management (USA) LLC, a wholly owned subsidiary of this joint venture, offers services in the U.S.

This information is not intended as an offer to sell or a solicitation to buy a security. This information not provided as a sales or advertising communication and does not constitute investment advice.

Mutual fund investors should consider the investment objectives, risks, charges, and expenses of a fund carefully before investing. Contact your financial advisor to obtain a prospectus that contains this and other information about a fund, and read it carefully before investing.